Money Laundering and Bank De Risking in the Financial Sector

by Isla Williams

Bank de risking is the term used by banks and the financial sector. It describes how banks are trying to Read More

UBS traders fined £1.3m by FSA for unauthorised trading (May 2012)

by Kelly R

UK Financial Services The UK has a heavily regulated financial market. So, how do instances of misconduct keep occurring? Within Read More

FSA fines ex-A2O directors over Ucis failures (July 2011)

by Kelly R

Risky Investments in the UK Financial Industry The UK financial service industry is one that is deemed as heavily regulated. Read More

Greenlight JP Morgan Cazenove Employees Fined by U.K. FSA (Jan 2012)

by Kelly R

Regulating the UK Financial Industry The UK’s financial services sector is said to be one that is heavily regulated. This Read More

UBS fined £8m for breaches of 2 FCA principles (Aug 2009)

by Kelly R

The FCA and the UK Financial Industry Story highlights UBS fined by FCA for breaching FCA principles. Employees at UBS Read More

Standard Life fined £2.45m for misleading pensions customers (Jan 2010)

by Kelly R

FCA Regulation of the UK Financial Sector The financial services industry in the UK can be seen as heavily regulated. Read More

FSA publishes censure against Bank of Scotland plc in respect of failings within its Corporate Division (Mar 2012)

by Kelly R

Honesty in the UK Financial Services Industry Financial service providers, in the UK, have a duty to uphold the principles Read More

FCA bans two directors over £50m investment fraud

by Sarah Connelly

Story highlights Two directors used a marketing company to sell unregulated financial products The FCA is quite powerful in what Read More

Societe Generale hit by £1.575m FSA fine (August 2010)

by Kelly R

Regulating the UK Financial Industry The UK is said to have a heavily regulated market. As such, this allows for Read More

Sir Ken Morrison fined over £450m share sale (Aug 2011)

by Kelly R

Rules of the UK Stock Market The stock market has clear rules and guidelines on how it should be run. Read More

FSA moves to ban broker Tony Verrier (May 2012)

by Kelly R

Trust in the UK Financial Services Sector Trust within financial services is at an all time low. The industry is Read More

Scottish Equitable ordered to pay £60m compensation for ‘serious failings’ (Dec 2010)

by Kelly R

Cashfloat, a payday loans UK lender looks at the case of Scottish Equitable. Honesty in UK Financial Services In the Read More